For Financial Advisers
Values-aligned investing, without building it yourself.
Your clients are asking for ethical investing. You don't want to build the research infrastructure.
We handle the screening, rebalancing, and research. You keep the client relationship and full visibility into every position. Separate account on Schwab or model delivery on your platform — same screening either way.
How It Works
Introductory call
We learn about your practice and figure out which arrangement makes sense. 15 minutes.
Choose an Arrangement
A single-strategy sleeve or a blended allocation across all three.
We Manage, You Advise
We handle screening, rebalancing, and research. You keep the client relationship and full visibility into holdings.
Two Ways to Work Together
Sub-Advisory
We take discretion over your client's Schwab account — one strategy or all three. You set the overall allocation; we manage the positions.
- ✓ Custody at Schwab
- ✓ ECIC has trading discretion
- ✓ 50 basis points
Model Delivery
We publish model portfolios you execute on your own platform. Same strategies, same screening — you keep trading authority.
- ✓ Works with any custodian
- ✓ You retain trading authority
- ✓ Pricing on request
Three Composable Strategies
Blend to fit each client. A conservative client might be heavy on Income and Diversification. An aggressive one might be all Growth. The screening is the same across all three.
Growth
15–25 concentrated equity positions. Every holding screened against our full exclusion framework. Direct stocks only.
View Fact Sheet →Income
Preferred stocks and bonds. Yield with lower equity volatility. 5–15 holdings.
Income is not guaranteed. Interest rate risk and credit risk apply; rising rates may reduce the value of fixed-income and preferred securities.
View Fact Sheet →Diversification
Screened fund partners selected for process rigor and portfolio fit. Designed to complement the Growth strategy — broadening exposure and reducing the volatility of a concentrated equity position. The right starting point for clients who aren't ready to go all-in, or who are closer to retirement. 5–15 funds.
View Fact Sheet →Show clients what they actually own.
Our portfolio scanner screens any holdings list against our exclusion database. Run it with a client's current positions — it takes 30 seconds.
Try the Portfolio Scanner →What the scanner shows
- ✗ Holdings that fail our ethical screens — and why
- ✓ Holdings that pass
- ? Holdings we haven't screened yet
See if it fits.
Most adviser relationships start with a 15-minute introductory call.
Ethical Capital LLC is a state-registered investment adviser (Utah). Registration as an investment adviser does not imply a certain level of skill or training. Sub-advisory and model delivery arrangements are subject to applicable regulations and compliance requirements. Sub-advisory relationships do not transfer the referring adviser’s fiduciary obligation to clients; market risk and investment losses apply. Form ADV available on request or at adviserinfo.sec.gov. Past performance is not indicative of future results.