Prospect Capital Corporation
PSEC
Financials
1
exclusion reason
1 theme
This page is part of our public exclusion list — a transparency tool that shows which companies we screen out and why. It is not investment advice, and it is not an accusation. But it is subject to change as our understanding of the facts evolves.
Prospect Capital Corporation is a business development company that provides debt and equity financing to middle-market companies. The available evidence does not identify any portfolio companies or investments that are specialized defense contractors, nor does it indicate that Prospect Capital derives material revenue from military contracting. The company’s general lending and investment activities do not meet the threshold for exclusion under the military contracting category, which requires evidence of specialized products for military use, defense revenue exceeding approximately 15% of total revenue, or purpose-built weapons systems.
Research Sources
1 organization
Related Exclusions
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A digest of changes to our exclusion list — new additions, removals, and the evidence behind them. We review the list continuously as new evidence surfaces.
Companies appear on our exclusion list based on our investment judgment — not because they've done anything illegal. This is a difference of values and opinion, not an accusation of wrongdoing. Exclusion does not constitute a recommendation against investing in any company, and absence from the list does not constitute a recommendation to invest.
This information is provided for educational and transparency purposes only and should not be relied upon as investment advice. Data is drawn from independent watchdogs, NGOs, government registries, and Ethical Capital's ongoing research — see Research Sources for the full list.
Ethical Capital LLC is a state-registered investment adviser in Utah (CRD #316032). Registration does not imply a certain level of skill or training.