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Rocket Pharmaceuticals, Inc.

RCKT

Health Care

1

exclusion reason

1 theme

Animal Welfare (1)
RCKT Health Care Current as of April 2026

This page is part of our public exclusion list — a transparency tool that shows which companies we screen out and why. It is not investment advice, and it is not an accusation. But it is subject to change as our understanding of the facts evolves.

Animal Testing & Research
Since Jan 3, 2022

Rocket Pharmaceuticals is a clinical-stage biotechnology company whose core business model involves the testing of gene therapy candidates on animals. The company’s pipeline development, including programs for rare diseases, relies on preclinical studies conducted in animal models to demonstrate safety and efficacy before advancing to human trials. This use of animals is not incidental but central to its research and regulatory submission process.

The company’s own communications reference this reliance. A press release explicitly noted the conduct of animal studies for an undisclosed adeno-associated virus (AAV) program, with supporting data including representative electron microscopy tissue images from an animal model. This practice is standard for the biopharmaceutical industry but constitutes commercial animal exploitation under the firm’s exclusion criteria, as the company’s valuation and pipeline progression are directly tied to these activities. No public commitment to phasing out animal testing or adopting alternative non-animal methods was identified in the evidence reviewed.

Research Sources 1 organization
Cruelty Free Investors
External

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Companies appear on our exclusion list based on our investment judgment — not because they've done anything illegal. This is a difference of values and opinion, not an accusation of wrongdoing. Exclusion does not constitute a recommendation against investing in any company, and absence from the list does not constitute a recommendation to invest.

This information is provided for educational and transparency purposes only and should not be relied upon as investment advice. Data is drawn from independent watchdogs, NGOs, government registries, and Ethical Capital's ongoing research — see Research Sources for the full list.

Ethical Capital LLC is a state-registered investment adviser in Utah (CRD #316032). Registration does not imply a certain level of skill or training.