Texas Capital Bancshares Inc
TCBI
Financials
2
exclusion reasons
2 themes
This page is part of our public exclusion list — a transparency tool that shows which companies we screen out and why. It is not investment advice, and it is not an accusation. But it is subject to change as our understanding of the facts evolves.
Texas Capital Bancshares operates a dedicated Energy Banking division providing financing, treasury, and capital markets services to oil and gas E&P, midstream, and oilfield services companies.
Texas Capital Bancshares is the subject of multiple, ongoing shareholder fraud investigations. Pomerantz LLP announced investigations into the company on behalf of investors in November 2021, March 2023, and April 2023. These investigations typically concern allegations of securities fraud and whether the company issued materially misleading business information to the investing public.
The bank’s activities are subject to regulation by the Consumer Financial Protection Bureau and fall under statutes like the Electronic Funds Transfer Act. A 2022 referral to the CFPB concerning Texas Capital Bancshares was logged under a consumer complaint related to account services and closed in November 2022.
Research Sources
8 organizations
Related Exclusions
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The Naughty List
A digest of changes to our exclusion list — new additions, removals, and the evidence behind them. We review the list continuously as new evidence surfaces.
Companies appear on our exclusion list based on our investment judgment — not because they've done anything illegal. This is a difference of values and opinion, not an accusation of wrongdoing. Exclusion does not constitute a recommendation against investing in any company, and absence from the list does not constitute a recommendation to invest.
This information is provided for educational and transparency purposes only and should not be relied upon as investment advice. Data is drawn from independent watchdogs, NGOs, government registries, and Ethical Capital's ongoing research — see Research Sources for the full list.
Ethical Capital LLC is a state-registered investment adviser in Utah (CRD #316032). Registration does not imply a certain level of skill or training.