How do I Transfer my Old Accounts to Ethical Capital?

We guide you through the complete transfer process from your existing accounts with minimal effort required from you.

Supported Account Types

• 401(k) and 403(b) plans
• Traditional and Roth IRAs
• Rollover IRAs
• Taxable investment accounts
• Trust and estate accounts

Transfer Process

1. Initial Consultation: We assess your current accounts and create a transfer plan
2. Paperwork Preparation: We prepare all necessary transfer forms
3. Account Setup: New Ethical Capital accounts are established
4. Transfer Initiation: Forms are submitted to your current custodian
5. Monitoring: We track progress and communicate with all parties
6. Completion: Assets are transferred and invested according to your strategy

Timeline & Expectations

• Most transfers complete within 2-3 weeks
• Some complex accounts may take 4-6 weeks
• We handle all communication with your previous custodian
• Minimal paperwork required from you

Important Considerations

• In-kind transfers preserve your tax status
• Cash transfers avoid temporary market exposure
• Timing coordination to minimize tax implications
• We handle all communication with your previous custodian