Active Share
Measure of how much a fundâs holdings differ from its benchmark index
Category: Analysis & Research
Difficulty: Advanced
Definition
A number showing how different a fundâs stocks are from its benchmark index. Higher numbers mean more active management.
Key Points
The Problem: Many âactiveâ funds hold nearly identical stocks to their index but charge high fees. This is called closet indexing.
The Solution: Active Share reveals which funds are truly different from their benchmark.
How It Works
Active Share = 50% of the sum of differences between fund and index weights.
What the Numbers Mean
80-100% = Very Active - Fund picks very different stocks than index - Higher chance of big wins or losses - Examples: Small focused funds
60-80% = Active - Clear differences from index - Good chance to beat market - Examples: Growth or value funds
20-60% = Somewhat Active - Some differences but limited - Examples: Large institutional funds
0-20% = Closet Indexing - Nearly identical to index - Charges high fees for index-like returns - Poor deal for investors
Research Results
Key Findings: - High Active Share funds beat indexes more often - Low Active Share funds underperform due to fees
- Active Share predicts performance better than past returns
Performance Patterns: - High Active Share = bigger wins and losses - Low Active Share = consistent small losses from fees
Important Warnings
Active Share Limitations: - High Active Share doesnât guarantee good performance - Random stock picking also creates high Active Share - Numbers can change based on which index you compare to - Some concentrated funds take too much risk
When It Doesnât Work: - During certain market conditions - When the manager makes bad stock picks - If the benchmark comparison doesnât make sense
Bottom Line
Active Share helps identify truly active funds versus closet indexers. Look for 60%+ Active Share, but remember it doesnât guarantee good performance.
Further Reading
Original Research: - How Active Is Your Fund Manager? A New Measure That Predicts Performance - Cremers & Petajisto (2009), SSRN - Active Share and the Three Pillars of Active Management - Petajisto (2013), SSRN