For Financial Advisers

Partner with Ethical Capital for Values-Aligned Investing

Your clients are asking for values-aligned investing. We deliver the expertise, research, and portfolio management to make it happen seamlessly.

Ethical Capital offers comprehensive ethical investment solutions designed to help financial advisers meet their clients’ growing demand for values-aligned investing—without the complexity of building screening capabilities in-house.

Why Partner with Ethical Capital?

🎯 Proven Ethical Screening

3,000+

Companies excluded through rigorous screening

  • Open-source methodology for transparency
  • Continuous research and refinement
  • Backtested performance validation

🎨 Complete Solutions

3

Core strategies + custom blends

  • Growth Strategy (15-25 positions)
  • Income Strategy (current income focus)
  • Diversification Strategy (multi-asset)

Partnership Models

%%{init: {'theme':'base'}}%%
flowchart TD
    A[Your Advisory Practice] --> B{Partnership Model}
    
    B --> |Focus on Planning| C[Advisory Resource]
    B --> |Hourly Consultation| D[Advisory Consultation]
    B --> |Schwab Marketplace| E[SMA Strategies]
    
    C --> F[Ongoing Client Updates]
    D --> G[ESG Training & Tools]
    E --> H[Full Back-Office Support]
    
    style A fill:#f8fafc,stroke:#581c87,stroke-width:2px,color:#581c87
    style B fill:#581c87,stroke:#581c87,stroke-width:2px,color:#ffffff
    style C fill:#14b8a6,stroke:#0f766e,stroke-width:2px,color:#ffffff
    style D fill:#f59e0b,stroke:#d97706,stroke-width:2px,color:#ffffff
    style E fill:#dc2626,stroke:#dc2626,stroke-width:2px,color:#ffffff

🤝 Advisory Resource

Best for advisers who prefer to focus on financial planning

  • Speak to your clients about values-aligned investing
  • Provide educational resources and guidance
  • Share research insights and methodologies
  • No referral fees - we focus on being a valuable resource

Perfect when: Your clients want ethical investing guidance and education

Your Role
Relationship
Our Role
Investment Management

đź’ˇ Hourly Consultation

Best for advisers looking to enhance their ethical screening capabilities

  • Access our research and screening methodologies
  • Ethical portfolio construction consultation
  • Training on values-based client conversations
  • Custom screening analysis for specific situations

Perfect when: You want to build internal ethical screening expertise

Your Role
Portfolio Management
Our Role
Screening Expertise

🏷️ Schwab Marketplace SMAs

Access our strategies through Schwab’s separately managed account platform

  • Access our strategies through Schwab Marketplace
  • Separately managed accounts (SMA only)
  • Institutional-grade portfolio management
  • Direct integration with your custodial platform

Perfect when: You want institutional access to our ethical screening strategies

Your Role
Client Experience
Our Role
Behind the Scenes

What Sets Us Apart

🔍 Rigorous Screening Process

Our transparent methodology conducts deep, evidence-based analysis of companies’ actual practices and impacts, excluding over 3,000 companies from consideration.

🛡️ Fiduciary Excellence

We operate under the highest fiduciary standards, ensuring your clients’ interests always come first—no conflicts, no compromises.

đź“Š Transparent Communication

Regular, clear reporting helps you stay informed about your clients’ portfolios and enables productive client conversations.

🚀 Continuous Innovation

We regularly update our methodologies based on new research, client feedback, and the evolving ethical investing landscape.

Getting Started

%%{init: {'theme':'base'}}%%
flowchart LR
    A[Discovery Call<br/>Your practice & ESG needs] --> B[Solution Design<br/>Partnership model selection]
    B --> C[Documentation<br/>Agreements & compliance]
    C --> D[Implementation<br/>Begin serving clients]
    
    style A fill:#581c87,stroke:#581c87,stroke-width:2px,color:#ffffff
    style B fill:#14b8a6,stroke:#0f766e,stroke-width:2px,color:#ffffff
    style C fill:#f59e0b,stroke:#d97706,stroke-width:2px,color:#ffffff
    style D fill:#16a34a,stroke:#16a34a,stroke-width:2px,color:#ffffff

Timeline: Most partnerships are operational within 2-4 weeks of initial contact.

Ready to Explore Partnership?

Let’s Discuss Your Values-Aligned Investment Opportunities

Schedule Partnership Call Email Us

Direct Contact: Schedule a discussion

All partnership discussions are confidential and subject to applicable regulations.

Ethical Capital Investment Collaborative LLC is a registered investment adviser. Partnership arrangements are subject to applicable regulations and compliance requirements.